-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Epu6TOMuOBz0ALcuhqt5rcBhn6NGqzdE8p6AtJBCThsh78/c/iVGq8djVt3NKMDz PlUcyKcPBugiVj/elWrIaQ== 0000922996-07-000005.txt : 20070213 0000922996-07-000005.hdr.sgml : 20070213 20070212155208 ACCESSION NUMBER: 0000922996-07-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STRATOS INTERNATIONAL INC CENTRAL INDEX KEY: 0001111721 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364360035 STATE OF INCORPORATION: DE FISCAL YEAR END: 0405 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-62311 FILM NUMBER: 07602931 BUSINESS ADDRESS: STREET 1: 7444 WEST WILSON AVENUE CITY: CHICAGO STATE: IL ZIP: 60656 BUSINESS PHONE: 7088679600 FORMER COMPANY: FORMER CONFORMED NAME: STRATOS LIGHTWAVE INC DATE OF NAME CHANGE: 20000412 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STOUT WILLIAM N CENTRAL INDEX KEY: 0001195851 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O FAIRCHILD SEMICONDUCTOR STREET 2: 82 RUNNING HILL ROAD MS 35-4E CITY: SOUTH PORTLAND STATE: ME ZIP: 04106 BUSINESS PHONE: 408-822-2113 SC 13G/A 1 sch13g_stout-123106.htm SCHEDULE 13G AMENDMENT FOR STOUT

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

____________

 

Schedule 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 3) 1

 

 

Stratos International, Inc.  

(Name of Issuer)

 

 

Common Stock, par value $.01 per share  

(Title of Class of Securities)

 

 

863100202

(CUSIP Number)

 

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[

]

Rule 13d-1(b)

[ X ]

Rule 13d-1(c)

 

[

]

Rule 13d-1(d)

 

 

_____________________

 

1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

 

- Page 1 of 8 Pages -

 

 



 

CUSIP No. 863100202

 

-----------------------------------------------------------------------------------------------------------------------------------

 

1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

William N. Stout

 

-----------------------------------------------------------------------------------------------------------------------------------

 

2. Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a) ___

 

(b) ___

 

-----------------------------------------------------------------------------------------------------------------------------------

 

3. SEC Use Only

 

-----------------------------------------------------------------------------------------------------------------------------------

 

4. Citizenship or Place of Organization

 

United States

-----------------------------------------------------------------------------------------------------------------------------------

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with:

5. Sole Voting Power:

 

6. Shared Voting Power:

 

7. Sole Dispositive Power:

 

8. Shared Dispositive Power:

 

12,421

 

701,543

 

12,421

 

701,543

 

-----------------------------------------------------------------------------------------------------------------------------------

 

9. Aggregate Amount Beneficially Owned by Each Reporting Person

 

713,964

-----------------------------------------------------------------------------------------------------------------------------------

 

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

___

 

-----------------------------------------------------------------------------------------------------------------------------------

 

11. Percent of Class Represented by Amount in Row (9)

 

4.93%

 

-----------------------------------------------------------------------------------------------------------------------------------

 

12. Type of Reporting Person (See Instructions)

 

IN

 

-----------------------------------------------------------------------------------------------------------------------------------

 

 

 

- Page 2 of 8 Pages -

 

 



 

 

CUSIP No. 863100202

 

-----------------------------------------------------------------------------------------------------------------------------------

 

1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Carol A. Stout

 

-----------------------------------------------------------------------------------------------------------------------------------

 

2. Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a) ___

 

(b) ___

 

-----------------------------------------------------------------------------------------------------------------------------------

 

3. SEC Use Only

 

-----------------------------------------------------------------------------------------------------------------------------------

 

4. Citizenship or Place of Organization

 

United States

-----------------------------------------------------------------------------------------------------------------------------------

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with:

5. Sole Voting Power:

 

6. Shared Voting Power:

 

7. Sole Dispositive Power:

 

8. Shared Dispositive Power:

 

 

 

701,543

 

 

 

701,543

 

-----------------------------------------------------------------------------------------------------------------------------------

 

9. Aggregate Amount Beneficially Owned by Each Reporting Person

 

701,543

-----------------------------------------------------------------------------------------------------------------------------------

 

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

___

 

-----------------------------------------------------------------------------------------------------------------------------------

 

11. Percent of Class Represented by Amount in Row (9)

 

4.84%

 

-----------------------------------------------------------------------------------------------------------------------------------

 

12. Type of Reporting Person (See Instructions)

 

IN

 

-----------------------------------------------------------------------------------------------------------------------------------

 

 

 

- Page 3 of 8 Pages -

 

 



 

 

CUSIP No. 863100202

 

-----------------------------------------------------------------------------------------------------------------------------------

 

1. Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

William N. and Carol A. Stout Trust dated 11/24/98

 

-----------------------------------------------------------------------------------------------------------------------------------

 

2. Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a) ___

 

(b) ___

 

-----------------------------------------------------------------------------------------------------------------------------------

 

3. SEC Use Only

 

-----------------------------------------------------------------------------------------------------------------------------------

 

4. Citizenship or Place of Organization

 

Nevada

-----------------------------------------------------------------------------------------------------------------------------------

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with:

5. Sole Voting Power:

 

6. Shared Voting Power:

 

7. Sole Dispositive Power:

 

8. Shared Dispositive Power:

 

 

 

701,543

 

 

 

701,543

 

-----------------------------------------------------------------------------------------------------------------------------------

 

9. Aggregate Amount Beneficially Owned by Each Reporting Person

 

701,543

 

-----------------------------------------------------------------------------------------------------------------------------------

 

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

___

 

-----------------------------------------------------------------------------------------------------------------------------------

 

11. Percent of Class Represented by Amount in Row (9)

 

4.84%

 

-----------------------------------------------------------------------------------------------------------------------------------

 

12. Type of Reporting Person (See Instructions)

 

OO

 

-----------------------------------------------------------------------------------------------------------------------------------

 

 

 

- Page 4 of 8 Pages -

 

 



 

 

Item 1.

 

(a) Name of Issuer

 

Stratos International, Inc.

 

(b) Address of Issuer's Principal Executive Offices

 

7444 West Wilson Avenue

Chicago, Illinois 60706

 

Item 2.

 

(a) Name of Person Filing

 

William N. Stout

Carol A. Stout

 

William N. and Carol A. Stout Trust dated 11/24/98 (the “Trust”).

 

(b) Address of Principal Business Office or, if none, Residence

 

8084 McKenzie Ct.

Las Vegas, Nevada 89129

 

(c) Citizenship

 

Mr. and Ms. Stout are United States citizens. The Trust is organized under the laws of Nevada.

 

(d) Title of Class of Securities

 

Common Stock, par value $.01 per share (the “Shares”).

 

(e) CUSIP Number

 

 

863100202

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)

Investment company registered under section 8 of the Investment Company Act, (15 U.S.C. 80a-8);

(e)

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

A parent holding company or control person in accordance with §240.13d (b)(1)(ii)(G);

 

 

 

 

- Page 5 of 8 Pages -

 

 



 

 

 

(h)

A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not applicable

 

Item 4. Ownership.

 

(a)

Amount beneficially owned:    The Trust directly holds 701,543 Shares. Mr. and Ms. Stout, as trustees and beneficiaries of the Trust, may be deemed to indirectly beneficially own such Shares. In addition, Mr. Stout directly holds 12,421 Shares

 

(b)

Percent of class:

 

William N. Stout:

Carol A. Stout:

Trust:

4.93%

4.84%

4.84%

 

 

(based on 14,492,028 shares outstanding at December 12, 2006, according to the Issuer’s Quarterly Report of Form 10-Q for quarter ended October 31, 2006)

 

(c)

Number of shares as to which such person has:

 

 

 

(i)          Sole power to vote or to direct the vote

William N. Stout:

Carol A. Stout:

Trust:

 

 

12,421

0

0

 

 

(ii)         Shared power to vote or to direct the vote

William N. Stout:

Carol A. Stout:

Trust:

 

 

701,543

701,543

701,543

 

 

(iii)        Sole power to dispose or to direct the disposition of

William N. Stout:

Carol A. Stout:

Trust:

 

 

12,421

0

0

 

 

(iv)        Shared power to dispose or to direct the disposition of

William N. Stout:

Carol A. Stout:

Trust:

 

 

701,543

701,543

701,543

 

Item 5. Ownership of Five Percent or Less of a Class.

 

 

 

 

- Page 6 of 8 Pages -

 

 



 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. X .  

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security

 

Being Reported on by the Parent Holding Company.

 

Not applicable

 

Item 8. Identification and Classification of Members of the Group.

 

Not applicable

 

Item 9. Notice of Dissolution of Group.

 

Not applicable

 

Item 10. Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 

 

- Page 7 of 8 Pages -

 

 



 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 1, 2007

(Date)

 

 

 

 

/s/ William N. Stout  

(Signature)

William N. Stout, individually and as trustee of the William N. and Carol A. Stout Trust dated 11/24/98 (Signature)

 

 

/s/ Carol A. Stout

(Signature)

Carol A. Stout, individually and as trustee of the William N. and Carol A. Stout Trust dated 11/24/98 (Signature)

 

 

 

 

 

 

- Page 8 of 8 Pages -

 

 

 

 

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